-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KnVYdRh0MSK2xl+TRQW6OyE04jv7ZmcVAWlvzn+quuzkjE2j89PNM7TN4jriLrt2 nzmnlsnDDVJCREcpQPNbAA== 0000006383-98-000036.txt : 19980727 0000006383-98-000036.hdr.sgml : 19980727 ACCESSION NUMBER: 0000006383-98-000036 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980724 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ANDERSEN GROUP INC CENTRAL INDEX KEY: 0000006383 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 134008747 STATE OF INCORPORATION: CT FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-19685 FILM NUMBER: 98670907 BUSINESS ADDRESS: STREET 1: 1280 BLUE HILLS AVE CITY: BLOOMFIELD STATE: CT ZIP: 06002-1374 BUSINESS PHONE: 2032420761 MAIL ADDRESS: STREET 1: NEY INDUSTRIAL PARK CITY: BLOOMFIELD STATE: CT ZIP: 06002 FORMER COMPANY: FORMER CONFORMED NAME: ANDERSEN LABORATORIES INC DATE OF NAME CHANGE: 19790828 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BUTTERFIELD TRUST BERMUDA LTD CENTRAL INDEX KEY: 0001066628 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 11 BERMUDIANA ROAD, PEMBROKE STREET 2: PO BOX HM 1735, HAMILTON HMGX CITY: BERMUDA BUSINESS PHONE: 442951111 MAIL ADDRESS: STREET 1: 11 BERMUDIANA ROAD, PEMBROKE STREET 2: PO BOX HM 1735, HAMILTON HMGX CITY: BERMUDA SC 13G 1 SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.2)* Andersen Group, Inc. ----------------------------------------------------- (Name of Issuer) Common Shares ----------------------------------------------------- (Title of Class of Securities) #CUSIP 033501107 ----------------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. - ---------- *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 033501107 13G Page 2 of 5 Pages - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON(S) S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON(S) Butterfield Trust (Bermuda) Limited as Trustees of The Oliver Grace Trust 2311, John 2311, Gwendolyn 2311, Mare 1550, JS 2296, Lorraine 1487, Oliver 6644 - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ X ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Butterfield Trust (Bermuda) Ltd. 11 Bermudiana Road, Pembroke Bermuda - -------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER SHARES 15.1% BENEFICIALLY -------------------------------------------------------------- OWNED BY 6. SHARED VOTING POWER EACH -- REPORTING -------------------------------------------------------------- PERSON 7. SOLE DISPOSITIVE POWER WITH 15.1% -------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER -- - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 15.1% - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* BK - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 13G Page 3 of 5 Pages Item 1. (a) Name of Issuer: Andersen Group, Inc. -------------------------------------------------------------- (b) Address of Issuer's Principal Executive Offices: 515 Madison Ave., Suite 2000, New York, NY 10022 -------------------------------------------------------------- Item 2. (a) Name of Person Filing: Butterfield Trust (Bermuda) Ltd. as Trustees of O. Grace Trust 2311, Gwendolyn 2311, Lorraine 1487, Lorraine 2311, John 2311 -------------------------------------------------------------- (b) Address of Principal Business Office, or if None, Residence: 11 Bermudiana Road, Pembroke, Bermuda -------------------------------------------------------------- (c) Citizenship: Bermuda -------------------------------------------------------------- (d) Title of Class of Securities: Andersen Group, Inc. Common -------------------------------------------------------------- (e) CUSIP Number: 033501107 -------------------------------------------------------------- Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or Dealer registered under Section 15 of the Act, (b) [ ] Bank as defined in Section 3(a)(6) of the Act, (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act, (d) [ ] Investment Company registered under Section 8 of the Investment Company Act, (e) [ ] Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940, (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Section 240.13d-1(b)(ii)(F); see Item 7, (g) [ ] Parent Holding Company, in accordance with Section 240.13d-1(b)(1)(ii)(G); see Item 7, (h) [ ] Group, in accordance with Section 240.13d-1(b)(1)(ii)(H). 13-G Page 4 of 5 Pages Item 4. Ownership. If more than five percent of the class is owned, indicate: (a) Amount beneficially owned: -------------------------------------, (b) Percent of class: ----------------------------------------------, (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote -----------------, (ii) Shared power to vote or to direct the vote --------------, (iii) Sole power to dispose or to direct the disposition of -------------------------------------------------------, (iv) Shared power to dispose or to direct the disposition of --------------------------------------------------, and (d) Shares which there is a right to acquire: ----------------------. Item 5. Ownership of Five Percent or Less of a Class. Item 6. Ownership of More Than Five Percent on Behalf of Another Person. Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on By the Parent Holding Company. Item 8. Identification and Classification of Members of the Group. Item 9. Notice of Dissolution of Group. Item 10. Certification. By signing below -I/we- certify that, to the best of my/our knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Signature. After reasonable inquiry and to the best of my knowledge and belief, -I/we- certify that the information set forth in this statement is true, complete and correct. Date: 4/6/98 /s/Kathryn Taft - ---------------------------------- (Signature)* Kathryn Taft/Assistant Manager - ---------------------------------- (Name/Title) * Attention. Intentional misstatements or omissions of fact constitute federal criminal violations (see 18 U.S.C. 1001). 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